Regulatory Pathway Analysis Skill
Purpose
Identify regulatory submission pathways for FDA, EU MDR, and MFDS based on device classification. This is a pure analysis unit that receives classification results and returns pathway recommendations.
Input: Device classification results (FDA Class I/II/III, EU Class I/IIa/IIb/III, MFDS Grade 1-4) Output: Pathway recommendations, timeline ranges, key requirements, traffic light indicator Knowledge Base Date: 2026-01
Decision Framework
FDA Pathways
Class I Devices
- •
510(k) Exempt: Devices listed in exempt categories (21 CFR 862-892)
- •Pathway: Registration only
- •Timeline: 1-2 months
- •Requirements: Establishment registration, Device listing
- •Traffic Light: GREEN
- •
510(k) Required: Class I devices not in exempt categories
- •Pathway: 510(k) Premarket Notification
- •Timeline: 3-6 months (standard) or 1-3 months (expedited)
- •Requirements: Substantial equivalence to predicate device
- •Traffic Light: GREEN
Class II Devices
- •
510(k) Premarket Notification (most common)
- •Pathway: 510(k) submission with predicate device
- •Timeline: 3-6 months (standard) or 1-3 months (expedited)
- •Requirements: Predicate search, substantial equivalence demonstration, performance testing
- •Traffic Light: GREEN
- •
De Novo Classification Request
- •When: No valid predicate exists, low-moderate risk device
- •Timeline: 6-12 months
- •Requirements: Special controls, risk mitigation documentation
- •Traffic Light: YELLOW (escalate to expert)
Class III Devices
- •
PMA (Premarket Approval)
- •Pathway: Full clinical study and PMA submission
- •Timeline: 12-18+ months
- •Requirements: Clinical data, manufacturing quality system, risk analysis
- •Traffic Light: YELLOW (escalate to expert)
- •
HDE (Humanitarian Device Exemption)
- •When: Rare disease (<8,000 patients/year in US)
- •Timeline: 9-15 months
- •Requirements: IRB approval, probable benefit demonstration
- •Traffic Light: YELLOW (escalate to expert)
EU MDR Pathways
Class I Devices
- •
Self-Declaration (Annex IV)
- •When: Non-sterile, non-measuring function
- •Pathway: Technical documentation + DoC
- •Timeline: 2-4 months
- •Requirements: Technical file, risk management, clinical evaluation
- •Notified Body: Not required
- •Traffic Light: GREEN
- •
Notified Body Certification (Annex IV for sterile/measuring)
- •When: Sterile or with measuring function
- •Pathway: Technical documentation + Notified Body review
- •Timeline: 4-6 months
- •Requirements: Technical file, sterility validation (if sterile)
- •Traffic Light: GREEN
Class IIa Devices
- •Notified Body Certification (Annex IX or X)
- •Pathway: QMS certification (Annex IX) or Type Examination (Annex X)
- •Timeline: 6-12 months
- •Requirements: Technical documentation, Clinical Evaluation Report, Post-Market Surveillance Plan
- •Traffic Light: YELLOW (moderate complexity)
Class IIb Devices
- •Notified Body Certification (Annex IX or X)
- •Pathway: Full QMS certification (Annex IX) or Type Examination + Product QMS (Annex X)
- •Timeline: 8-14 months
- •Requirements: Technical documentation, Clinical Evaluation Report, PMCF plan
- •Traffic Light: YELLOW (moderate-high complexity)
Class III Devices
- •Notified Body Full QMS Certification (Annex IX)
- •Pathway: Full QMS review + clinical investigation
- •Timeline: 12-18+ months
- •Requirements: Clinical investigation data, comprehensive technical documentation
- •Traffic Light: YELLOW (escalate to expert)
MFDS Pathways
Grade 1
- •Product Registration (제품 신고)
- •Pathway: Registration with MFDS
- •Timeline: 1-3 months
- •Requirements: Product specifications, labeling, manufacturing documentation
- •Clinical Data: Not required
- •Traffic Light: GREEN
Grade 2
- •Product Approval (제품 허가)
- •Pathway: Pre-market approval submission
- •Timeline: 3-9 months
- •Requirements: Non-clinical test data, risk analysis, labeling
- •Clinical Data: Non-clinical testing sufficient for most devices
- •Traffic Light: GREEN to YELLOW (depending on complexity)
Grade 3
- •Product Approval with Clinical Data (제품 허가)
- •Pathway: Pre-market approval with clinical/non-clinical data
- •Timeline: 9-15 months
- •Requirements: Clinical or comprehensive non-clinical data, risk management
- •Traffic Light: YELLOW (escalate to expert)
Grade 4
- •Product Approval with Clinical Trial (제품 허가 with 임상시험)
- •Pathway: Clinical trial + pre-market approval
- •Timeline: 12-18+ months
- •Requirements: IRB-approved clinical trial, comprehensive clinical data
- •Traffic Light: YELLOW (escalate to expert)
Analysis Workflow
Step 1: Receive Classification Data
Accept classification results as input:
- •FDA Class (I/II/III)
- •EU MDR Class (I/IIa/IIb/III)
- •MFDS Grade (1/2/3/4)
- •Target regions
If classification data is not provided, return an error indicating classification is required first.
Step 2: Select Pathways per Region
FDA Pathway Selection Logic:
- •Class I + Exempt -> Registration only (GREEN, 1-2 months)
- •Class I + Non-exempt -> 510(k) (GREEN, 3-6 months)
- •Class II + Valid predicate -> 510(k) (GREEN, 3-6 months)
- •Class II + No predicate -> De Novo (YELLOW, 6-12 months)
- •Class III -> PMA (YELLOW, 12-18+ months)
EU MDR Pathway Selection Logic:
- •Class I (non-sterile, non-measuring) -> Self-declaration (GREEN, 2-4 months)
- •Class I (sterile or measuring) -> Notified Body Annex IV (GREEN, 4-6 months)
- •Class IIa -> Notified Body Annex IX/X (YELLOW, 6-12 months)
- •Class IIb -> Notified Body Annex IX/X (YELLOW, 8-14 months)
- •Class III -> Notified Body Annex IX + Clinical Investigation (YELLOW, 12-18+ months)
MFDS Pathway Selection Logic:
- •Grade 1 -> Registration (GREEN, 1-3 months)
- •Grade 2 -> Approval (GREEN-YELLOW, 3-9 months)
- •Grade 3 -> Approval with clinical data (YELLOW, 9-15 months)
- •Grade 4 -> Approval with clinical trial (YELLOW, 12-18+ months)
Step 3: Multi-Region Comparison
When multiple target regions selected:
- •Generate comparison table: Region | Pathway | Timeline | Key Requirements
- •Identify critical path (longest timeline)
- •Highlight common dependencies (e.g., shared testing data)
- •Recommend parallel vs. sequential submission strategy
Step 4: Assign Overall Traffic Light
- •GREEN: All pathways are low-risk (Class I/IIa, Grade 1-2, no clinical trials)
- •YELLOW: Any pathway requires Notified Body, clinical data, or De Novo/PMA
Step 5: Return Structured Result
Return the pathway analysis containing:
- •Selected pathway per region with rationale
- •Timeline ranges (optimistic/expected/pessimistic)
- •Key requirements per pathway
- •Multi-region comparison (if applicable)
- •Critical path identification
- •Traffic light assessment
Traffic Light Definitions
- •GREEN: Low-risk pathways (Class I/IIa, Grade 1-2, no clinical trials, no Notified Body for complex reviews)
- •YELLOW: Moderate-high risk (Class IIb/III, Grade 3-4, De Novo, PMA, clinical trials required, Notified Body for Class IIb/III)
- •RED: Not used in pathway skill (all valid classifications have a pathway)
Escalation Scenarios
Escalate to regulatory expert when:
- •FDA Class III device (PMA pathway)
- •EU MDR Class III device (clinical investigation required)
- •MFDS Grade 4 device (clinical trial required)
- •De Novo pathway (no predicate device)
- •Multi-region submission with conflicting timelines
Data Source Strategy
- •Built-in Knowledge (Primary): Embedded pathway frameworks from FDA, EU MDR, MFDS regulations
- •Classification Data (Input): Classification results from determination/classification skills
- •MCP Connectors (Supplementary): Organization-specific pathway precedents and timeline data
For MCP integration patterns (tool discovery, graceful degradation, source attribution), see CONNECTORS.md.