AgentSkillsCN

full-compliance-check

运用包括制裁、PEP、负面媒体报道、UBO 以及工商登记查询在内的各类可用工具，开展全面合规筛查，以确保尽职调查的深度与广度

SKILL.md
--- frontmatter
name: full-compliance-check
description: Conduct comprehensive compliance screening using all available tools including sanctions, PEP, adverse media, UBO, and business registry checks for thorough due diligence
allowed-tools: ["Bash", "Read", "Write", "WebSearch"]

Full Compliance Check Skill

Purpose

This meta-skill orchestrates a complete compliance screening workflow, running multiple tools in sequence to provide comprehensive due diligence on individuals or organizations.

When to Use This Skill

Activate this skill when the user:

  • •Requests a "full background check" or "comprehensive screening"
  • •Asks to "investigate" or "run due diligence" on an entity
  • •Needs complete compliance verification
  • •Uses terms like: "full check", "complete screening", "thorough investigation", "KYC", "AML check"

Workflow

1. Initial Assessment

  • •Identify entity type (Person/Company)
  • •Extract entity name and any aliases
  • •Determine jurisdiction if known

2. Core Compliance Checks (Run in Sequence)

python
# 1. Sanctions Screening
from src.tools import sanctions
sanctions_result = sanctions.check(entity_name)

# 2. PEP Screening (if individual)
from src.tools import pep_check
pep_result = pep_check.check(entity_name)

# 3. Adverse Media
from src.tools import adverse_media
media_result = adverse_media.check(entity_name)

# 4. Business Registry (if company)
from src.tools import business_registry
registry_result = business_registry.check(entity_name)

# 5. UBO Lookup (if company)
from src.tools import ubo_lookup
ubo_result = ubo_lookup.check(entity_name)

3. Risk Scoring

Aggregate findings to determine overall risk level:

  • •High Risk: Sanctions match, Level 1-2 PEP, serious adverse media
  • •Medium Risk: Potential sanctions, Level 3-4 PEP, moderate adverse media
  • •Low Risk: Clear on all checks, minor or no findings

4. Report Generation

Compile comprehensive report including:

  • •Executive summary with risk rating
  • •Detailed findings from each tool
  • •Recommendations for next steps
  • •Timestamp and sources

Example Workflow

User: "Run full compliance check on Global Ventures LLC"

Actions:

  1. •Run sanctions check → Clear
  2. •Run business registry → Found, registered Delaware
  3. •Run UBO lookup → 3 beneficial owners identified
  4. •Run adverse media → Minor tax dispute 2019
  5. •Generate report → Low-Medium Risk

Important Notes

  • •Always run core compliance tools first
  • •Document all findings for audit trail
  • •Consider running enhanced checks if initial screening raises concerns
  • •Timeouts may occur with multiple API calls - handle gracefully
  • •Results should be reviewed by compliance professionals for final determination